Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Thomas McCauley | 2103926 | 7 | 07/05/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terrance Robert Meekma | 1239466 | 3 | 06/13/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Paul Brown | 1255624 | 3 | 04/29/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy James Kattke | 1158141 | 1 | 11/09/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Thomas McCauley | 2103926 | 7 | 08/28/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel A Carnicella | 4468945 | 2 | 07/01/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton Keiso Sunada | 3016230 | 2 | 05/27/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Alan Gichner | 7884392 | 1 | 05/02/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Diane Kaneski | 3214853 | 2 | 08/12/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvestre Beltran | 6125688 | 1 | 06/13/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |