Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Patrick Hernandez | 7077685 | 5 | 11/23/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Xiao Zhang | 7601465 | 1 | 08/09/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Frederick Huntley | 6676401 | 2 | 12/19/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Keith Simmons | 5936547 | 4 | 08/27/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Michael Keith Simmons | 5936547 | 4 | 01/10/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Glenn Gibson | 4047347 | 5 | 10/29/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Caitlin Elizabeth Barham | 6818979 | 1 | 06/06/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Stanley Ovid Donald Hunter | 1672785 | 5 | 04/05/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jared Ethan Moore | 6915181 | 1 | 07/22/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Derrick Antonio Bradley | 6750858 | 5 | 06/13/2016 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |