Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Erika Nicole Dendtler | 7677095 | 1 | 02/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan Decicco | 7725090 | 1 | 02/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Nicole Marie Pizzi | 5770980 | 1 | 01/03/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Johnathan Blake Worrells | 6044320 | 1 | 08/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Charles Clark Crawford | 7479555 | 1 | 08/11/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Derrick Antonio Bradley | 6750858 | 5 | 08/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Pascal Dung Gia Nguyen | 2131938 | 6 | 05/16/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Devito | 6535671 | 1 | 03/16/2022 | Customer Dispute | Pending | $9,798.59 | $0.00 | See FINRA Report |
| Justin Michael Brenis | 7314106 | 1 | 08/17/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Frank Senyo Tamakloe | 1770537 | 1 | 04/02/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |