Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Peter Nguyen | 7700333 | 2 | 11/02/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Melvin Ronaldo Jenkins | 2978702 | 6 | 10/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Melvin Ronaldo Jenkins | 2978702 | 6 | 10/30/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Melvin Ronaldo Jenkins | 2978702 | 6 | 10/13/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Melvin Ronaldo Jenkins | 2978702 | 6 | 08/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Jolly Luthra | 5665966 | 1 | 07/31/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Zachary Lusher | 7822459 | 2 | 07/18/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Melvin Ronaldo Jenkins | 2978702 | 6 | 07/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Shannon Joseph Salser | 4137409 | 1 | 07/05/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Eric Sven Anderson | 2918978 | 2 | 06/15/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |