Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Justin Edward Hessler | 7785311 | 6 | 02/22/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Justin Edward Hessler | 7785311 | 6 | 02/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brandon Scott Highsmith | 7275621 | 3 | 01/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brandon Scott Highsmith | 7275621 | 3 | 01/23/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Brandon Scott Highsmith | 7275621 | 3 | 01/22/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Christopher Jaeger | 6365787 | 1 | 01/12/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Manuel Lamont Harris | 6761705 | 1 | 11/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kristopher D Vanesko | 5629128 | 2 | 11/07/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Stephen Brian Vanesko | 6386519 | 1 | 11/07/2023 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Ronnie Ward | 7531670 | 1 | 11/07/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |