Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Brady James Muir | 2445186 | 4 | 06/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Micah Goatley | 7299511 | 6 | 06/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Myong Won Park | 1457956 | 2 | 06/12/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Scott Baker McCluskey | 6147452 | 1 | 05/08/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
Shawn Robert Fischer | 1959808 | 4 | 04/17/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Shawn Robert Fischer | 1959808 | 4 | 04/16/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Kevin James Donohew | 7727461 | 1 | 04/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Christopher Arthur Jacob | 3015303 | 9 | 03/24/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Justin Edward Hessler | 7785311 | 6 | 02/27/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
Christopher Arthur Jacob | 3015303 | 9 | 02/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |