Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michelle Stenson | 7098769 | 1 | 09/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Gyumolcs | 7711464 | 2 | 09/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas H Gilbert | 4377315 | 12 | 09/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Micah Goatley | 7299511 | 6 | 07/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bobby Bruce | 7630139 | 2 | 07/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Chris Zorn | 5680122 | 5 | 07/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jared Annarelli | 7279571 | 3 | 07/19/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Colby Dexter Flynn | 5556878 | 1 | 07/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Pierre Manson | 5735488 | 6 | 07/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kristin Cherie Montagne | 6545893 | 1 | 07/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |