Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 06/18/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 09/28/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Francis Higgins | 1413105 | 1 | 07/10/1992 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Koo | 1839118 | 2 | 04/25/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 01/15/1991 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnny Tucker | 5644748 | 5 | 11/17/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 08/14/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 03/06/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 05/10/1989 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 10/18/1987 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |