Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Stanley Pikulinski | 6228658 | 3 | 05/08/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Vernon Harrington | 828337 | 6 | 01/31/1996 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Angelo Fancher | 1139618 | 11 | 12/19/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Angelo Fancher | 1139618 | 11 | 12/19/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Gary Weinkle | 2532595 | 2 | 09/19/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jean Snyder | 1570072 | 8 | 12/07/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 05/18/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 01/18/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Lee Goehring | 2346927 | 4 | 01/10/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 12/20/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |