Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marlene Byars - Moore | 1228996 | 15 | 09/01/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Vernon Harrington | 828337 | 6 | 03/28/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 12/17/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Owen Chesterfield Edwards | 1387782 | 2 | 10/18/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Isaac Oko Addo | 3126400 | 4 | 10/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lascelle Livingstone Lawrence | 1970848 | 8 | 05/27/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Lee Goehring | 2346927 | 4 | 01/19/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barry Lee Methner | 2254094 | 7 | 01/19/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Curtis Medairy | 1219555 | 4 | 08/03/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 06/19/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |