Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Arthur Jacob | 3015303 | 9 | 09/22/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Louis Lee Bayhi | 1374127 | 2 | 07/03/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Lee Goehring | 2346927 | 4 | 05/12/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Arthur Jacob | 3015303 | 9 | 01/22/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Agustin Alfonso Pascual | 5365422 | 2 | 01/13/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sungsu John Kang | 1317909 | 8 | 12/17/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 09/19/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allan James Kayden | 1975416 | 4 | 02/21/2002 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Richard Martin | 3032089 | 4 | 09/04/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 11/22/2000 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |