Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Andrew Johnstone | 2954128 | 4 | 11/09/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Jett | 7381689 | 2 | 11/07/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maria D Ruiz | 7242182 | 2 | 11/03/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Michael Lerette | 6359913 | 2 | 11/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Andrew Johnstone | 2954128 | 4 | 11/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Lois Frazier | 6985911 | 2 | 10/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Myron Mailo | 5041595 | 2 | 10/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cara Jaclyn Archer | 7188454 | 2 | 10/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Pierre Manson | 5735488 | 6 | 10/04/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Norman Janis | 5137100 | 2 | 09/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |