Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Arthur Jacob | 3015303 | 9 | 03/31/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jean Snyder | 1570072 | 8 | 03/21/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Arthur Jacob | 3015303 | 9 | 11/08/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Fitzgerald Landis | 2541936 | 10 | 08/13/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janet Benik Spector | 1505998 | 2 | 05/12/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lascelle Livingstone Lawrence | 1970848 | 8 | 02/05/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Collins | 5707511 | 4 | 12/22/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Collins | 5707511 | 4 | 12/22/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marie-Lucile Dorvil | 4329449 | 2 | 10/07/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kelly F Champion | 5526925 | 2 | 09/29/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |