Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lance Jason Best | 6396899 | 3 | 07/26/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| May Natalie Fritz | 6387958 | 2 | 07/24/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Radin Mason | 6580473 | 8 | 07/03/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Angelo Fancher | 1139618 | 11 | 03/02/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David A Hand | 5263837 | 1 | 02/14/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nazleen B Tharani | 7191072 | 6 | 02/01/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barry Lee Methner | 2254094 | 7 | 12/15/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Victor Anthony Colon | 6226310 | 4 | 12/02/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Stephanie Neloms | 6004109 | 1 | 07/22/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 05/13/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |