Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pamela Jackson | 1425302 | 4 | 07/06/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Romano | 1667688 | 6 | 04/11/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexander Mason | 4947035 | 2 | 03/28/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jean Snyder | 1570072 | 8 | 03/19/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Romano | 1667688 | 6 | 02/07/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marie-Lucile Dorvil | 4329449 | 2 | 12/14/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melvinea Williams | 1298405 | 4 | 12/13/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lascelle Livingstone Lawrence | 1970848 | 8 | 10/16/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Collins | 5707511 | 4 | 10/04/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Barry Lee Methner | 2254094 | 7 | 08/26/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |