Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chrisann Sophia Coustenis | 4990485 | 1 | 01/10/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Koo | 1839118 | 2 | 12/12/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Jackson | 1425302 | 4 | 11/30/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jean Snyder | 1570072 | 8 | 10/01/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Larry Arild Fisher | 1098172 | 1 | 09/26/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Shepard | 1266446 | 5 | 09/24/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 07/25/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 07/25/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel J Collins | 5707511 | 4 | 07/25/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Shepard | 1266446 | 5 | 07/24/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |