Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Michael Romano | 1667688 | 6 | 07/21/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 07/03/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edgar Hubert Gleason | 2619035 | 2 | 03/25/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Alan Dragus | 812608 | 1 | 03/25/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Shepard | 1266446 | 5 | 03/17/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Radin Mason | 6580473 | 8 | 03/11/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne T McCabe | 5862926 | 4 | 03/06/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chad W Burtrum | 2613555 | 2 | 02/14/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joanna Eunice Heere | 7706309 | 2 | 02/12/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Shepard | 1266446 | 5 | 01/17/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |