Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Gregg Shore | 4727532 | 1 | 04/27/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Jo Flower | 3223259 | 9 | 04/17/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Lyle Phillips | 1186798 | 5 | 01/26/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| May Natalie Fritz | 6387958 | 2 | 01/05/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joann Marie Jensen | 4816926 | 1 | 12/17/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Deborah Lynn Tappan | 1004863 | 1 | 12/15/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vernon Russell Stubblefield | 1303578 | 6 | 10/16/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Fitzgerald Landis | 2541936 | 10 | 10/02/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Vernon Harrington | 828337 | 6 | 09/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Vernon Harrington | 828337 | 6 | 09/19/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |