Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul George Miller | 1705853 | 5 | 09/21/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pincus Frankel | 2649435 | 2 | 09/17/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Eustace Bartkow | 2698232 | 4 | 09/15/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allan James Kayden | 1975416 | 4 | 09/03/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zerbe Mac Mellish | 4112687 | 1 | 09/02/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne T McCabe | 5862926 | 4 | 08/13/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cary Hightower Barksdale | 2751639 | 2 | 08/04/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark L Niswonger | 2703335 | 3 | 07/20/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Versie Delano Reynolds | 2959880 | 4 | 06/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keefer Maurice Harness | 6718842 | 1 | 04/30/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |