Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Fitzgerald Landis | 2541936 | 10 | 02/16/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 02/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 02/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dana Marlene McMichael | 6016460 | 1 | 12/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 11/23/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Reilly | 1213160 | 4 | 11/16/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 11/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Emerous Morgan | 1959053 | 1 | 10/13/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Wade Fisher | 5485402 | 4 | 10/05/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Agustin Alfonso Pascual | 5365422 | 2 | 09/30/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |