Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Fitzgerald Landis | 2541936 | 10 | 04/19/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allan James Kayden | 1975416 | 4 | 04/05/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 03/29/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Richard Martin | 3032089 | 4 | 03/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Jo Flower | 3223259 | 9 | 03/17/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 03/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Marie Garcia | 4935119 | 8 | 03/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nhan Ha | 2916720 | 3 | 03/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua Thomas Brown | 7743864 | 1 | 03/02/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lester Allan Gee | 1139746 | 6 | 03/01/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |