Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Fitzgerald Landis | 2541936 | 10 | 09/28/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melvinea Williams | 1298405 | 4 | 09/20/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chibeze Jonathan Achebe | 1458106 | 1 | 08/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lester Allan Gee | 1139746 | 6 | 08/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Julian Reginald Blake | 6564853 | 1 | 06/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Gerard Bober | 5663685 | 1 | 06/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Derek Eustace Bartkow | 2698232 | 4 | 06/17/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 06/09/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 05/24/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Fernando Herrera | 2573631 | 5 | 05/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |