Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joanna Eunice Heere | 7706309 | 2 | 01/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Angelo John Angelopoulos | 6856462 | 2 | 01/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janet Benik Spector | 1505998 | 2 | 01/09/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Pierre Manson | 5735488 | 6 | 01/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randal Keith Knight | 4564798 | 1 | 01/03/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter J Thompson | 5134436 | 2 | 01/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Myron Mailo | 5041595 | 2 | 01/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Peter Odstrcil | 4743964 | 4 | 12/22/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brady James Muir | 2445186 | 4 | 12/13/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Peter Odstrcil | 4743964 | 4 | 12/11/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |