Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allan James Kayden | 1975416 | 4 | 01/12/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark L Niswonger | 2703335 | 3 | 12/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul George Miller | 1705853 | 5 | 11/21/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul George Miller | 1705853 | 5 | 11/21/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Pack | 7133997 | 2 | 11/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lorrenn Argumedes | 7134065 | 2 | 11/18/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sungsu John Kang | 1317909 | 8 | 11/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gabriel Fernandez | 7295251 | 3 | 11/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charles William Wright | 1426260 | 2 | 10/25/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donald Richard Martin | 3032089 | 4 | 10/06/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |