Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guy Radford Walker | 2118391 | 7 | 05/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hee Bum Huh | 3084870 | 2 | 05/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey Lamont Young | 3263843 | 2 | 03/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 03/17/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Candelario Crespo | 5487220 | 1 | 03/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Alan Portervint | 7614045 | 2 | 03/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brendan Connolly Canavan | 2088053 | 3 | 02/23/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Matthew Wilcox | 7248372 | 3 | 02/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Marie Garcia | 4935119 | 8 | 01/31/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| J L Wilson | 1839948 | 8 | 01/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |