Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 09/30/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter Joseph Fitzpatrick | 7843998 | 4 | 08/25/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam H Ashoush | 6630002 | 6 | 08/22/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Lynn George | 1849196 | 1 | 08/15/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Nguyen | 7700333 | 2 | 08/03/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Corey Lamont Young | 3263843 | 2 | 07/07/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| J L Wilson | 1839948 | 8 | 06/24/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul George Miller | 1705853 | 5 | 06/20/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| J L Wilson | 1839948 | 8 | 06/01/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Reilly | 1213160 | 4 | 05/31/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |