Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Celestina L Stimpson | 1930659 | 3 | 02/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Jo Flower | 3223259 | 9 | 02/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Hideo Ishimoto | 1284528 | 1 | 01/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Jackson | 1425302 | 4 | 01/31/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ronald Dean Price | 1110179 | 2 | 01/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Reilly | 1213160 | 4 | 12/27/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hee Bum Huh | 3084870 | 2 | 11/29/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Isaac Oko Addo | 3126400 | 4 | 11/16/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Parshotam Khullar | 7113486 | 4 | 11/02/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wilson Imasogie | 4696764 | 2 | 10/10/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |