Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly F Champion | 5526925 | 2 | 04/25/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 04/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dean Marlin | 1819579 | 7 | 03/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Wesley Sutor | 5593934 | 1 | 03/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Louis Theodore Alexander | 1086077 | 6 | 02/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne T McCabe | 5862926 | 4 | 02/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 02/22/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Hoberman | 4299250 | 9 | 02/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Saraceno | 7294872 | 2 | 02/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 02/09/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |