Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terry Anthony James | 4814984 | 3 | 08/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Angelo Fancher | 1139618 | 11 | 08/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter Joseph Fitzpatrick | 7843998 | 4 | 07/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Everton Mark Lewis | 2469780 | 11 | 07/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward James Kelly | 2017986 | 4 | 07/12/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Angelo Fancher | 1139618 | 11 | 07/10/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Alan Shepard | 1266446 | 5 | 06/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Jackson | 1425302 | 4 | 05/29/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 05/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 05/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |