Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lascelle Livingstone Lawrence | 1970848 | 8 | 10/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Isaac Oko Addo | 3126400 | 4 | 10/16/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vernon Russell Stubblefield | 1303578 | 6 | 09/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| J L Wilson | 1839948 | 8 | 09/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory W Smith | 4791658 | 5 | 09/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael R Taff | 6951740 | 4 | 09/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Parshotam Khullar | 7113486 | 4 | 09/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Parshotam Khullar | 7113486 | 4 | 09/04/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vernon Russell Stubblefield | 1303578 | 6 | 08/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Ramon Ponder | 4854590 | 3 | 08/22/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |