Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Derek Eustace Bartkow | 2698232 | 4 | 12/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Radford Walker | 2118391 | 7 | 12/26/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 12/21/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pincus Frankel | 2649435 | 2 | 12/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| J L Wilson | 1839948 | 8 | 12/17/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory W Smith | 4791658 | 5 | 12/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Phillip Chillemi | 3051529 | 1 | 12/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawnee L Barlow | 4316758 | 11 | 12/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vernon Russell Stubblefield | 1303578 | 6 | 11/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 11/27/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |