Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Curtis Medairy | 1219555 | 4 | 04/25/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Marie Garcia | 4935119 | 8 | 04/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary Lusher | 7822459 | 2 | 03/20/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dean Marlin | 1819579 | 7 | 03/15/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Marie Garcia | 4935119 | 8 | 03/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Leo Collins | 5996572 | 2 | 03/08/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zoe Ann Reid | 6328636 | 1 | 02/21/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wendy W Beck | 1556265 | 4 | 02/11/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wilson Imasogie | 4696764 | 2 | 01/07/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vincent Busari | 3006427 | 2 | 01/04/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |