Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lorrenn Argumedes | 7134065 | 2 | 09/17/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Louis Theodore Alexander | 1086077 | 6 | 08/26/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcus Dean Carreon | 5846012 | 6 | 08/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mitchell Alan Portervint | 7614045 | 2 | 07/17/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dean Marlin | 1819579 | 7 | 07/10/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Ramon Ponder | 4854590 | 3 | 06/25/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gwendolyn Pudim Tibbals | 1093467 | 14 | 06/21/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bhupendra R Nayee | 2609302 | 1 | 06/12/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawnee L Barlow | 4316758 | 11 | 05/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Hoberman | 4299250 | 9 | 04/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |