Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam H Ashoush | 6630002 | 6 | 12/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas H Gilbert | 4377315 | 12 | 12/06/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Carlton Parmer | 7317601 | 2 | 12/03/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Thomas Boulton | 2360912 | 2 | 12/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lascelle Livingstone Lawrence | 1970848 | 8 | 11/26/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 11/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Kanaley | 4299839 | 8 | 10/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dennis Lee Goehring | 2346927 | 4 | 10/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monty Alan Alspaugh | 4201153 | 6 | 09/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carol Yvonne Sherrod | 2040525 | 2 | 09/23/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |