Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam H Ashoush | 6630002 | 6 | 02/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Lyle Phillips | 1186798 | 5 | 02/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam H Ashoush | 6630002 | 6 | 02/04/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Oliver Paul Williams | 824143 | 3 | 01/29/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas H Gilbert | 4377315 | 12 | 01/28/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Carlton Parmer | 7317601 | 2 | 01/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 01/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Lyle Phillips | 1186798 | 5 | 01/13/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Hoberman | 4299250 | 9 | 01/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle Pack | 7133997 | 2 | 12/24/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |