Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sungsu John Kang | 1317909 | 8 | 06/16/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wendy W Beck | 1556265 | 4 | 06/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wendy W Beck | 1556265 | 4 | 05/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jean Snyder | 1570072 | 8 | 05/14/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monty Alan Alspaugh | 4201153 | 6 | 04/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Radford Walker | 2118391 | 7 | 04/23/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Everton Mark Lewis | 2469780 | 11 | 03/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gregory W Smith | 4791658 | 5 | 03/12/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlene Byars - Moore | 1228996 | 15 | 02/26/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnny Tucker | 5644748 | 5 | 02/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |