Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donna Michelle Robert | 4268529 | 14 | 01/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monty Alan Alspaugh | 4201153 | 6 | 01/07/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Versie Delano Reynolds | 2959880 | 4 | 01/06/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Isaac Oko Addo | 3126400 | 4 | 12/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Berta Cuperman | 4571663 | 2 | 12/22/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandra Murr Starr | 1528684 | 1 | 12/10/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott K Andrews | 4664486 | 4 | 11/27/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stanley Ovid Donald Hunter | 1672785 | 5 | 11/17/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Desantiago | 7637835 | 4 | 11/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Desantiago | 7637835 | 4 | 11/07/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |