Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcus Dean Carreon | 5846012 | 6 | 04/16/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael R Taff | 6951740 | 4 | 04/14/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Matthew Wilcox | 7248372 | 3 | 04/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Leroy Hegland | 4484826 | 2 | 04/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry Anthony James | 4814984 | 3 | 03/31/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Johnny Tucker | 5644748 | 5 | 03/30/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stanley Ovid Donald Hunter | 1672785 | 5 | 03/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Angelo Fancher | 1139618 | 11 | 02/18/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gillian Carole Lotz Hopkins | 4126198 | 6 | 02/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vernon Russell Stubblefield | 1303578 | 6 | 01/16/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |