Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Alan Hoberman | 4299250 | 9 | 07/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Edward Weimer | 1684525 | 2 | 07/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brian Paul Sauser | 4080905 | 1 | 07/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melissa Jo Flower | 3223259 | 9 | 07/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Walter Rhem | 6290975 | 1 | 07/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brendan Peter Shay | 3165628 | 1 | 06/25/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Marie Garcia | 4935119 | 8 | 06/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rachel Marie Garcia | 4935119 | 8 | 06/03/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Kanaley | 4299839 | 8 | 05/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert V Cohen | 4351299 | 6 | 04/24/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |