Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Carlos Desantiago | 7637835 | 4 | 10/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Guy Radford Walker | 2118391 | 7 | 09/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Berta Cuperman | 4571663 | 2 | 09/21/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brendan Connolly Canavan | 2088053 | 3 | 09/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marilyn Oden McGill | 6276010 | 1 | 09/15/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Patrick Murphy | 2286575 | 2 | 09/01/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawnee L Barlow | 4316758 | 11 | 08/27/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tami Sue Duvall | 3050090 | 3 | 08/25/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Pakming Chiu | 1110301 | 1 | 07/28/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Andrew Johnstone | 2954128 | 4 | 07/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |