Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Melissa Jo Flower | 3223259 | 9 | 02/23/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rudy A Barrera | 4498248 | 4 | 02/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vinson Lamon McCray | 6791758 | 11 | 02/05/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monty Alan Alspaugh | 4201153 | 6 | 01/19/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Stanley Pikulinski | 6228658 | 3 | 01/04/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sungsu John Kang | 1317909 | 8 | 12/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Shawnee L Barlow | 4316758 | 11 | 12/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott K Andrews | 4664486 | 4 | 10/22/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Versie Delano Reynolds | 2959880 | 4 | 10/20/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carlos Desantiago | 7637835 | 4 | 10/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |