Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Blaise Sardella | 5643212 | 2 | 06/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Gregory Puccini | 5924737 | 2 | 06/03/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vinson Lamon McCray | 6791758 | 11 | 04/29/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Elezovic | 2286016 | 5 | 04/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jean Snyder | 1570072 | 8 | 04/18/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jose Fernando Herrera | 2573631 | 5 | 04/13/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Kanaley | 4299839 | 8 | 03/23/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Hoberman | 4299250 | 9 | 03/16/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Khushvinder Pal Singh | 2925087 | 2 | 03/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vinson Lamon McCray | 6791758 | 11 | 03/02/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |