Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nazleen B Tharani | 7191072 | 6 | 03/19/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francesco Toia | 6573435 | 3 | 03/14/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ricky Gonzales | 5531132 | 1 | 03/08/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Francesco Toia | 6573435 | 3 | 03/07/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lisa May Vallejo | 4835975 | 1 | 03/06/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas J Kanaley | 4299839 | 8 | 03/05/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melvinea Williams | 1298405 | 4 | 02/29/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Edward Hessler | 7785311 | 6 | 02/27/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |