Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawnee L Barlow | 4316758 | 11 | 08/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Leonetta Danielle Swiney | 7601158 | 2 | 08/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alaa I Khalil | 7312469 | 2 | 07/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Angelo Fancher | 1139618 | 11 | 07/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darryl Craig Hudspeth | 2925601 | 2 | 07/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Francis Gilchrist | 5314104 | 1 | 06/30/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sam Cheol Shin | 3105168 | 1 | 06/28/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Gilbert Smitherman | 1564680 | 5 | 06/27/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Khushvinder Pal Singh | 2925087 | 2 | 06/24/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Elezovic | 2286016 | 5 | 06/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |