Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Glenn Gibson | 4047347 | 5 | 11/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anupam Ranchhod Patel | 2882429 | 1 | 11/10/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas H Gilbert | 4377315 | 12 | 11/07/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Lynn Delmastro | 1197273 | 10 | 10/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Joseph Reilly | 1213160 | 4 | 10/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Patrick Hernandez | 7077685 | 5 | 10/11/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcus Dean Carreon | 5846012 | 6 | 09/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Lawrence Grams | 1812229 | 2 | 09/09/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patrick Ricardo Ward | 4189374 | 1 | 09/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcus Dean Carreon | 5846012 | 6 | 08/15/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |