Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Aaron Hill | 4313224 | 6 | 04/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Aaron Hill | 4313224 | 6 | 04/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacques Duponte Richmond | 7553764 | 1 | 04/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott K Andrews | 4664486 | 4 | 04/06/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rick Lyle Phillips | 1186798 | 5 | 03/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Hoberman | 4299250 | 9 | 03/21/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 03/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donna Michelle Robert | 4268529 | 14 | 03/15/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Glenn Gibson | 4047347 | 5 | 03/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Earl Whitted | 7785316 | 4 | 02/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |