Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Johnny Tucker | 5644748 | 5 | 07/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vinson Lamon McCray | 6791758 | 11 | 07/10/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Aaron Hill | 4313224 | 6 | 07/03/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Wayne Phillips | 4627660 | 2 | 06/27/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Paul Blaise Sardella | 5643212 | 2 | 05/31/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter David Dela Rambelje | 4049091 | 4 | 05/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brion Patrick Kavanagh | 5246557 | 3 | 05/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vinson Lamon McCray | 6791758 | 11 | 04/25/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Aaron Hill | 4313224 | 6 | 04/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rudy A Barrera | 4498248 | 4 | 04/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |