Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael MacK | 1419954 | 2 | 03/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Misty Dawn Kaminkow | 7334176 | 2 | 02/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rashad Aaron Dove | 7028685 | 1 | 02/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Chris Zorn | 5680122 | 5 | 02/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Stephen Earl Whitted | 7785316 | 4 | 02/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Michael Bruderman | 2673867 | 2 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert V Cohen | 4351299 | 6 | 12/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Misty Dawn Kaminkow | 7334176 | 2 | 12/22/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lascelle Livingstone Lawrence | 1970848 | 8 | 12/20/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard Alan Hoberman | 4299250 | 9 | 12/12/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |