Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Celestina L Stimpson | 1930659 | 3 | 05/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karim Andre Morgan | 5318036 | 6 | 05/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Angelo Auteri | 2390615 | 9 | 04/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christina L Williams | 5022001 | 1 | 04/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Janice Lee Reid | 5006686 | 3 | 04/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nazleen B Tharani | 7191072 | 6 | 04/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Chul Kim | 7496178 | 2 | 04/10/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward D Leppard | 5967801 | 4 | 03/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Elezovic | 2286016 | 5 | 03/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sungsu John Kang | 1317909 | 8 | 03/06/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |