Our Staff has compiled our research into a database of FINRA Broker Disclosures for NYLife Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Hilton Luiz Dantas | 4901647 | 3 | 08/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Stanley Pikulinski | 6228658 | 3 | 08/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Pamela Lois Frazier | 6985911 | 2 | 07/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Andrew Telymonde | 2712544 | 1 | 07/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Joseph Potoma | 2705143 | 2 | 07/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edward D Leppard | 5967801 | 4 | 07/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Elezovic | 2286016 | 5 | 06/15/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hun Jeong Song | 6201478 | 1 | 06/12/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marcus Dean Carreon | 5846012 | 6 | 06/08/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jordan Arianna Chriss | 7706746 | 1 | 06/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |